Clint McGowan Joins as Stonehaven’s Director of Compliance

press-releases

2022-06-24

We are proud to announce that Clint McGowan has joined the Stonehaven team as our Director of Compliance

Mr. Clint McGowan is the Director of Compliance at Stonehaven. Mr. McGowan manages the compliance systems and performs supervisory oversight relating to the Firm’s activities in supporting the CCO. He also contributes to planning the overall strategic direction of the Firm, supervising operations, creating and implementing systems that provide scale to the Firm’s platform, providing strategic guidance to employees and Affiliate Partners, and identifying and cultivating long-term strategic relationships.

Prior to joining Stonehaven, Mr. McGowan worked for the last 16 years with the AYCO Company, L.P., a Goldman Sachs Company (Ayco) as Vice President of Compliance and Anti-Money Laundering.  Prior to Ayco, he worked at Fidelity Investments as a Service & Trading Representative on their Merrimack NH phone site.

Mr. McGowan is also proud to serve the community as a volunteer firefighter with the Greenfield NY fire district.

Mr. McGowan currently resides in beautiful upstate NY where he enjoys hiking and camping with his wife and three dogs.

Mr. McGowan currently holds Series 7, 9, 10, 24, and 63 registrations with FINRA.

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About Stonehaven, LLC

Stonehaven is a private capital markets FinTech operating system (technology + infrastructure + data) and collaboration network (origination + distribution) for investment bankers and placement agents (Affiliate Partners) to support companies and investors. Our next generation operating system supports the entire lifecycle of deals: sourcing, contracting, due diligence, identifying target investors/buyers, managing execution (robust CRM architecture), collaborating with other dealmakers, reporting and closing transactions. Our Affiliate Partners are active across all sectors of private capital markets: raising capital, executing M&A transactions and conducting secondaries.

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