Strategy Focus:

Hedge Fund, Private Credit, Private Equity, Real Estate, Venture Capital and Direct Deals

Steven Rosen

Founder and Principal

Mr. Steven Rosen is the Founder and Principal of SER 1 Capital.

SER 1 Capital provides strategic advice and financial solutions to clients across a wide range of direct investing and fund investment opportunities in credit markets, real estate, private credit, investment banking, and private equity.

Mr. Rosen has nearly 40 years of work experience in the financial services and consumer marketing industries. He has established himself as a top relationship manager and deal driver in numerous multi-billion-dollar transactions while also trading high-yield bonds, distressed credits, derivatives, leveraged loans, and index products.

Previously, Mr. Rosen held senior roles at Barclays, Morgan Stanley, Deutsche Bank, and Lehman Brothers, specializing in Leveraged Finance deal distribution and credit sales/trading. He also spent 3 years working as an Equity Research Analyst in the Technology Group at Lehman. Throughout his career, he was responsible for top-tier client relationships, including Prudential, Met Life, Alliance Bernstein, Oaktree, Neuberger, and T. Rowe Price.

Mr. Rosen began his career as an Account Supervisor at Young & Rubicam, where he managed key client relationships with multinational corporations, including Johnson & Johnson and Colgate Palmolive.

Mr. Rosen has received numerous community service and leadership awards and has served on the Board of two non-profit institutions.

Mr. Rosen earned a B.A. in American Studies from Brandeis University as well as an M.S. in Integrated Marketing and Communications from Northwestern University.

Mr. Rosen currently holds Series 7 and 63 licenses with FINRA.