The PLAYBOOK for Capital Market Agents - RegTech

📣 This release of “The Playbook” highlights how STONEHAVEN, LLC’s RegTech enables bankers and placement agents to run their compliance backbone with greater speed and confidence.

❌ Industry Challenge
Most broker dealers are stuck in the 1990’s. Want something done? Send an email, and the compliance department responds in 2-3 days with a document to fill out or to request a call. Workflows aren’t clear, and there are no dashboards to see all your information in a central source of truth. Everything is reactionary, and there’s a lack of investment in modern technology.

✅ Stonehaven Solution
Stonehaven has built RegTech, LegalTech, workflows, data models, and dashboards to streamline the entire compliance experience. Want something done? Simply go to the module or dashboard, follow the clear steps, and you’re in sync with the compliance team. Need help? Access clear Knowledge articles or quickly jump on a support call. We also embed RegTech into our CRM in a vertically integrated model, engineered to support origination --> closing.